DFX Intelligence

P••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

P••••••••

P••••••••, LLC, CRD 160319

CHICAGO, IL

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Search this name across graphsid dfx:ria:746aaf09-33bc-3306-0ddf-bc4030512146

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 8
On other graphs: 1
Observed: Feb 7, 2012 to Feb 10, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

P••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.6B••• Locked
Discretionary RAUM: $5.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $697Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• A••••• K••••••	n/a	CHICAGO, IL \| OCALA, FL	10	14	1	no
N••••• S• C•••••	n/a	CHICAGO, IL	8	25

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••••• M•••• A••••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	12/2011	Feb 7, 2012	Feb 18, 2024
S••••••••• J••••• R•••••	Member	B	no	07/2014	Mar 27, 2015	Feb 18, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.6B	$3.7B	50.2%	$2.1B	39.2%	15	14	9	3

Relationships

Registered with (10)

← A••• W••• P••••••Advisorregistration: current employment
May 12, 2025 to presentfactForm ADV
← B•••••• J•• S•••••••••Advisorregistration: current employment
Mar 25, 2025 to presentfactForm ADV
← G••• M•••••• P•••••••••Advisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← S•••• H••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 10, 2026
Regulatory AUM changed
P•••••••• reported RAUM $5.6B, up 50% from $3.7B (2026-01-05 to 2026-02-10)
Form ADVobserved 7 days ago
$1.9B
Occurred
Feb 18, 2024
Regulatory AUM changed
P•••••••• reported RAUM $3.0B, down 77% from $13.0B (2023-11-27 to 2024-02-18)
Form ADVobserved 7 days ago
$-10.0B
Occurred
Nov 27, 2023
Regulatory AUM changed
P•••••••• reported RAUM $13.0B, up 530% from $2.1B (2023-07-23 to 2023-11-27)
Form ADVobserved 7 days ago
$11.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:746aaf09-33bc-3306-0ddf-bc4030512146
First observed: Feb 7, 2012
Last observed: Feb 10, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.