A••• R••• O••••

Advisor at P••• P••••••• G••••• L••

RALEIGH, NC | CENTENNIAL, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:746df279-0087-0615-0d85-55be09873138

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• P••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• P••••••• G••••• L••	Independent wealth	Mar 10, 2026	n/a	yes	CENTENNIAL, CO\|RALEIGH, NC	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 14, 2025	Aug 25, 2025	no	Raleigh, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	P••• P••••••• G••••• L••	Aug 25, 2025	Mar 10, 2026	197	Firm change	Ibd to RIA
A••••• I••••••••• C•••••••••	C••••••••• F•••••••• N••••••	Nov 4, 2024	May 14, 2025

Relationships

Registered with (4)

→ P••• P••••••• G••••• L••Registered adviserregistration: current employment
Mar 10, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 14, 2025 to Aug 25, 2025factForm ADV
→ A••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 31, 2021 to Nov 4, 2024factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Aug 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:746df279-0087-0615-0d85-55be09873138
First observed: Mar 16, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.