DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 136403
CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RHONDA MARLA KUHN | n/a | MIAMI, FL | Miami, FL | CARMEL, IN | 36 | 41 | n/a | no |
| TROY CARTER PATTON | n/a | INDIANAPOLIS, IN | 21 | 29 | 2 | no |
| PAUL FRANCIS SULLIVAN | n/a | BETHESDA, MD | 16 | 45 | n/a | no |
| JOHN WENDELL ROSEBROUGH | Chartered Financial Analyst | CARMEL, IN | 16 | 30 | 2 | no |
| WILLIAM EDWARD NEWTON | Certified Financial Planner | CARMEL, IN | Charlotte, NC | 14 | 50 | 1 | no |
| DENISE JANE MELLERUP | n/a | SARASOTA, FL | CARMEL, IN | 14 | 36 | n/a | no |
| RICKY ALLEN KRAUSE | n/a | CARMEL, IN | 14 | 28 | 1 | no |
| CHRISTOPHER OWEN LAKE | n/a | Terre Haute, IN | CARMEL, IN | 14 | 20 | n/a | no |
| DAVID KOCH | n/a | CARMEL, IN | 14 | 18 | n/a | no |
| RAND EVANS HOLYOAK | n/a | CARMEL, IN | 14 | 17 | n/a | no |
| MASON DAVID HEYDE | n/a | CARMEL, IN | 13 | 14 | n/a | no |
| RYAN MICHAEL WATSON | n/a | CARMEL, IN | 13 | 18 | n/a | no |
| SCOTT JACOB CAVELL | n/a | PAINESVILLE, OH | CARMEL, IN | 11 | 23 | n/a | no |
| RONALD EDWIN ODOM | n/a | St. Augustine, FL | CARMEL, IN | 11 | 12 | 1 | no |
| GEORGE JOSEPH CZERWIONKA | n/a | PARK RIDGE, IL | CARMEL, IN | 11 | 25 | n/a | no |
| DAVID Ray ROBBINS | n/a | CARMEL, IN | South Barrington, IL | 11 | 18 | 1 | no |
| Gabriel David Cena | Certified Financial Planner | CARMEL, IN | Woodland Hills, CA | 10 | 11 | n/a | no |
| REX A. DAVIDSON | n/a | New Albany, IN | CARMEL, IN | 9 | 22 | n/a | no |
| SANJAY OMPRAKASH ASIJA | n/a | CARMEL, IN | South Barrington, IL | 9 | 26 | 1 | no |
| CHERYL ANN SCHWARTZ | n/a | Elkhart, IN | CARMEL, IN | 8 | 35 | n/a | no |
| RUSTY FRED ERWIN ROUSH | n/a | Amarillo, TX | CARMEL, IN | 8 | 26 | 1 | no |
| Neil Alan Rago | n/a | Portage, IN | CARMEL, IN | 8 | 10 | n/a | no |
| BILL MIRANDA CASAREZ | n/a | CARMEL, IN | San Diego, CA | 8 | 39 | 1 | no |
| RENO MARK BORGOGNONI | n/a | CARMEL, IN | Lawrenceville, GA | 8 | 38 | 1 | no |
| Thomas F McGillycuddy | n/a | CARMEL, IN | St Charles, MO | 7 | 16 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PATTON, TROY, CARTER | CHIEF COMPLIANCE OFFICER | E | yes | 07/2023 | Mar 17, 2026 | Mar 17, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PATTON & ASSOCIATES, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Bethesda | Md | United States | 2 | no |
| Westlake | Oh | United States | 2 | yes |
| Hendersonville | Tn | United States | 2 | no |
| Scottsdale | Az | United States | 1 | no |
| STEVENSON RANCH | CA | United States | 1 | no |
| WOODLAND HILLS | CA | United States | 1 | no |
| OLD GREENWICH | Ct | United States | 1 | no |
| ALTAMONTE SPRINGS | FL | United States | 1 | no |
| LAKE MARY | FL | United States | 1 | no |
| Sarasota | FL | United States | 1 | no |
| Lawrenceville | Ga | United States | 1 | no |
| OAK BROOK | IL | United States | 1 | no |
| SOUTH BARRINGTON | IL | United States | 1 | no |
| Elkhart | In | United States | 1 | no |
| NEW ALBANY | In | United States | 1 | no |
| TERRE HAUTE | In | United States | 1 | no |
| Frederick | Md | United States | 1 | no |
| Burnsville | Mn | United States | 1 | no |
| Charlotte | Nc | United States | 1 | no |
| Boonton | Nj | United States | 1 | no |
| CHESTNUT RIDGE | NY | United States | 1 | no |
| Aiken | Sc | United States | 1 | no |
| Amarillo | TX | United States | 1 | no |
| Burleson | TX | United States | 1 | no |
| Houston | TX | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 17, 2026 | $1.0B | $1.0B | 80 | 80 | 72 | n/a | n/a |
| 2024 | Mar 12, 2025 | $901M | $901M | 82 | 82 | 84 | n/a | n/a |
| 2023 | Mar 15, 2024 | $749M | $749M | 82 | 82 | 84 | n/a | n/a |
| 2022 | Mar 24, 2023 | $603M | $603M | 87 | 87 | 84 | n/a | n/a |
| 2021 | Mar 8, 2022 | $663M | $663M | 85 | 85 | 81 | n/a | n/a |
| 2020 | Mar 3, 2021 | $481M | $446M | 89 | 86 | 86 | n/a | n/a |
| 2019 | Mar 10, 2020 | $422M | $422M | 85 | 83 | 77 | n/a | n/a |
| 2018 | Mar 19, 2019 | $350M | $350M | 75 | 74 | 35 | n/a | n/a |
| 2017 | Jan 31, 2018 | $278M | $278M | 6 | 6 | 35 | n/a | n/a |
| 2016 | Mar 6, 2017 | $200M | $200M | 6 | 6 | n/a | n/a | n/a |
| 2015 | Mar 2, 2016 | $175M | $175M | 6 | 6 | n/a | n/a | n/a |
| 2014 | Mar 25, 2015 | $100M | $100M | 6 | 6 | n/a | n/a | n/a |
| 2013 | Mar 6, 2014 | $85.0M | $85.0M | 4 | 3 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $65.0M | $65.0M | 4 | 3 | n/a | n/a | n/a |
| 2011 | Feb 28, 2012 | $70.0M | $70.0M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 7 | 3 | 4 | 3.8% | 0 | 1 | 0 | 12 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.0B | $901M | 12.5% | $603M | 18.9% | 80 | 82 | 72 | 84 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| JASON M ORSKY WEALTH MANAGEMENT LLC | 2 | Aug 23, 2023 | Jun 5, 2023 | WESTLAKE, OH | Team lift out | Other | 100.0% |