This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

IMA ADVISORY SERVICES, INC.

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65

First exam

Mar 16, 2018

First registration

Mar 16, 2018

Dual registered

no

Other names

Caitlin Spain Elizondo|Caitlin Elizondo|Caitlin Cherie Spain Elizondo

IAPD individual key

6853816

• Occurred

  May 8, 2026
  Advisor changed firm

  Caitlin Cherie Spain left Trilogy Capital, Inc. for Ima Advisory Services, Inc. (registered 2026-05-26)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:747394ff-123f-3389-a164-998e58764bb8

First observed

Mar 16, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.