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Advisor at SECURE INVESTMENT MANAGEMENT, LLC
TUCSON, AZ | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Jan 6, 2026 | n/a | yes | TUCSON, AZ|PHOENIX, AZ | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 18, 2025 | Dec 8, 2025 | no | PHOENIX, AZ | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jun 26, 2019 | Jul 22, 2020 | no | PHOENIX, AZ | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Mar 2, 2018 | Jun 5, 2019 | no | Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | SECURE INVESTMENT MANAGEMENT, LLC | Dec 8, 2025 | Jan 6, 2026 | 29 | Firm change | Ibd to RIA |
| PARK AVENUE SECURITIES LLC | CETERA INVESTMENT ADVISERS LLC | Jul 22, 2020 | Mar 18, 2025 | 1,700 | Firm change after gap | Ibd to ibd |
| FORESTERS ADVISORY SERVICES, LLC | PARK AVENUE SECURITIES LLC | Jun 5, 2019 | Jun 26, 2019 | 21 | Firm change | Ibd to ibd |