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Advisor at LPL FINANCIAL LLC
EUGENE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 14, 2013 | n/a | yes | EUGENE, OR | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 18, 2005 | Jul 11, 2013 | no | EUGENE, OR | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Apr 4, 2003 | Nov 21, 2005 | no | EUGENE, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | LPL FINANCIAL LLC | Jul 11, 2013 | Jun 14, 2013 | -27 | Firm change | Other |
| MORGAN STANLEY DW INC. | RBC CAPITAL MARKETS, LLC | Nov 21, 2005 | Nov 18, 2005 | -3 | Firm change | Other |