RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• E••••••••• D•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 14, 2013 · Eugene, Or
- R•• C•••••• M••••••• L•• national BDNov 18, 2005 to Jul 11, 2013 · Eugene, Or
- M••••• S•••••• D• I••• unclassifiedApr 4, 2003 to Nov 21, 2005 · Eugene, Or
- R•• C•••••• M••••••• L•• to L•• F•••••••• L••left Jul 11, 2013, registered Jun 14, 2013 (-27 days) · Other
- M••••• S•••••• D• I••• to R•• C•••••• M••••••• L••left Nov 21, 2005, registered Nov 18, 2005 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address