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Advisor at MML INVESTORS SERVICES, LLC
MARSHFIELD, MA | BONITA SPRINGS, FL | SANIBEL, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Dec 16, 2022 | n/a | yes | MARSHFIELD, MA|BONITA SPRINGS, FL|SANIBEL, FL | Current employment |
| Mariner | Independent wealth | Feb 11, 2010 | Apr 5, 2018 | no | OVERLAND PARK,, KS | Previous registration |
| LEGACY ADVISORY SERVICES, INC. | n/a | Feb 2, 2004 | Feb 1, 2006 | no | MILFORD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | MML INVESTORS SERVICES, LLC | Apr 5, 2018 | Dec 16, 2022 | 1,716 | Firm change after gap | RIA to ibd |
| LEGACY ADVISORY SERVICES, INC. | Mariner | Feb 1, 2006 | Feb 11, 2010 | 1,471 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151664:10409:KS:2018-04-05 | Apr 5, 2018 | Dec 16, 2022 | OVERLAND PARK,, KS | Firm change after gap |