DFX Intelligence

A•••••• I••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

A•••••• I••• V••••

Advisor at L•• E••••••••• L••

LITTLE CHUTE, WI

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Search this name across graphsid dfx:ria:747c686d-4494-72c0-de67-3a6a4d842b1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Aug 18, 2026	n/a	yes	LITTLE CHUTE, WI	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 23, 2023	Aug 24, 2026	no	GREEN BAY, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• E••••••••• L••	Aug 24, 2026	Aug 18, 2026	-6	Firm change	Wirehouse to ibd
E••••• J••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 26, 2023	Jun 23, 2023

Relationships

Registered with (3)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 23, 2023 to Aug 24, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 19, 2013 to Jun 26, 2023factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:747c686d-4494-72c0-de67-3a6a4d842b1c
First observed: Aug 19, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.