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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

CONTEXT CAPITAL MANAGEMENT LLC

CRD 115167

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:747cc9e4-29c1-8edd-213a-9972ab1afb07

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 8
On other graphs: 0
Observed: Mar 30, 2012 to Aug 25, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0
Regulatory AUM: $8.0BItem 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $8.0B
SEC number: 801-64700
CIK: 1301396
CRD: 115167
Filings on the tape: 40
First filed: Mar 30, 2012
Latest filed: Aug 25, 2026
Organised: Limited Liability Company, DE
Website: contextfunds.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CONTEXT PARTNERS MASTER FUND, LP	Hedge Fund	$1.2B	Dec 11, 2024	526	Feb 6, 2018	reported	021-150235
CONTEXT PARTNERS FUND, LP	Hedge Fund	$75.1M	Feb 6, 2018	57	Mar 30, 2012	dropped	021-150235
CONTEXT PARTNERS OFFSHORE, LP	Hedge Fund	$14.2M	Feb 6, 2018	8	Feb 6, 2018	dropped	021-300361

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Brescia, Grace, Mary	CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Jan 3, 2022	Dec 11, 2024
CARNEGIE, CHARLES, EDWARD	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	C	yes	09/2017	Dec 22, 2015	Dec 11, 2024
FERTIG, WILLIAM, DAVID	MANAGING MEMBER	A	yes	10/2002	Mar 30, 2012	Dec 11, 2024
FERTIG, WILLIAM, DAVID	Trustee	F	yes	06/2015	Mar 30, 2012	Dec 11, 2024
Rosen, Marilyn, Shelia	Trustee	F	yes	06/1993	Jan 3, 2022	Dec 11, 2024
Rosen, Marilyn, Shelia	Trustee	F	yes	06/1993	Jan 3, 2022	Dec 11, 2024
Rosen, Marilyn, Shelia	Trustee	F	yes	06/1993	Jan 3, 2022	Dec 11, 2024
ROSEN, MICHAEL, STUART	MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER	Na	yes	05/2000	Mar 30, 2012	Dec 11, 2024
ROSEN, MICHAEL, STUART	Trustee	F	yes	07/2001	Mar 30, 2012	Dec 11, 2024
Seman, Teagan, Grace	CHIEF FINANCIAL OFFICER	Na	yes	11/2021	Oct 21, 2022	Dec 11, 2024
ALLISON J. CARNEGIE, TRUSTEE OF THE CARNEGIE FAMILY TRUST	Trust	A	no	12/2021	Jan 3, 2022	Dec 11, 2024
Berlinghof, Chesley, David	MANAGING DIRECTOR, CONVERTIBLE TRADING	B	no	04/2021	Mar 28, 2024	Dec 11, 2024
CARNEGIE, ALLISON J	Trustee	F	no	12/2021	Jan 3, 2022	Dec 11, 2024
Fertig, David, Max	MANAGING DIRECTOR RESEARCH	Na	no	05/2020	Mar 28, 2024	Dec 11, 2024
MADISON BRITT ROSEN IRREVOCABLE TRUST	Trust	Na	no	07/2001	Mar 30, 2012	Dec 11, 2024
MATTHEW TYLER ROSEN IRREVOCABLE TRUST	Trust	Na	no	07/2001	Mar 30, 2012	Dec 11, 2024
MAX M. ROSEN 2012 IRREVOCABLE TRUST	Trust	Na	no	08/2012	Jan 3, 2022	Dec 11, 2024
MERRITT SHEILA ROSEN IRREVOCABLE TRUST	Trust	Na	no	07/2001	Mar 30, 2012	Dec 11, 2024
NANCY FERTIG FAMILY AMENDED AND RESTATED TRUST	Trust	B	no	07/2001	Mar 2, 2016	Dec 11, 2024
ROSEN FAMILY TRUST	Trust	A	no	07/2001	Mar 30, 2012	Dec 11, 2024
Rosen, Marilyn, Shelia	Trustee	F	no	08/2012	Jan 3, 2022	Dec 11, 2024
Trafton, Luke, WILLIAM	VICE PRESIDENT, RESEARCH AND TRADING	Na	no	04/2021	Mar 28, 2024	Dec 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CCM GP, LLC	n/a	n/a	n/a	Y	yes	n/a
PROSHARES TRUST	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	3	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$8.0B	$8.0B	19	8	2	1	n/a
2024	Mar 26, 2025	$5.0B	$5.0B	15	6	2	1	n/a
2023	Mar 28, 2024	$2.6B	$2.6B	12	6	2	1	$1.2B
2022	Mar 31, 2023	$1.3B	$1.3B	12	6	2	1	$1.3B
2021	Mar 25, 2022	$866M	$866M	12	6	2	1	$1.3B
2020	Mar 31, 2021	$650M	$650M	7	4	1	1	$1.6B
2019	Mar 16, 2020	$232M	$232M	5	3	1	1	$203M
2018	Mar 6, 2019	$204M	$204M	5	3	1	1	$137M
2017	Mar 16, 2018	$192M	$192M	4	3	1	1	$100M
2016	Mar 29, 2017	$150M	$150M	4	3	n/a	1	$75.1M
2015	Mar 2, 2016	$171M	$171M	5	3	n/a	1	$53.5M
2014	Mar 31, 2015	$171M	$171M	4	2	n/a	1	$44.0M
2013	Mar 28, 2014	$119M	$119M	4	2	n/a	1	$44.0M
2012	Mar 1, 2013	$110M	$110M	4	2	n/a	1	$27.5M
2011	Mar 30, 2012	$98.9M	$98.9M	n/a	n/a	n/a	1	$17.5M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.0B	$5.0B	59.6%	$1.3B	82.6%	19	15	2	2

Relationships

Advises (3)

→ CONTEXT PARTNERS MASTER FUND, LPPrivate fundHedge Fund, IA
Feb 6, 2018 to presentfactForm ADV
→ CONTEXT PARTNERS FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Feb 6, 2018factForm ADV
→ CONTEXT PARTNERS OFFSHORE, LPPrivate fundHedge Fund, IA, no longer reported
Feb 6, 2018 to Feb 6, 2018factForm ADV

Affiliated with (1)

← REALITY SHARES ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV

Controls (6)

← ROSEN, MICHAEL, STUARTOwnerTRUSTEE, ownership code F, individual
Mar 30, 2012 to Dec 11, 2024factForm ADV
← Brescia, Grace, MaryOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 3, 2022 to Dec 11, 2024factForm ADV
← CARNEGIE, CHARLES, EDWARDOwnerMANAGING MEMBER AND CHIEF INVESTMENT OFFICER, ownership code C, individual
Dec 22, 2015 to Dec 11, 2024factForm ADV
← Rosen, Marilyn, SheliaOwnerTRUSTEE, ownership code F, individual
Jan 3, 2022 to Dec 11, 2024factForm ADV
← Seman, Teagan, GraceOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 21, 2022 to Dec 11, 2024factForm ADV
← FERTIG, WILLIAM, DAVIDOwnerTRUSTEE, ownership code F, individual
Mar 30, 2012 to Dec 11, 2024factForm ADV

Owns (12)

← Berlinghof, Chesley, DavidOwnerMANAGING DIRECTOR, CONVERTIBLE TRADING, ownership code B, individual
Mar 28, 2024 to Dec 11, 2024factForm ADV
← Trafton, Luke, WILLIAMOwnerVICE PRESIDENT, RESEARCH AND TRADING, ownership code NA, individual
Mar 28, 2024 to Dec 11, 2024factForm ADV
← Rosen, Marilyn, SheliaOwnerTRUSTEE, ownership code F, individual
Jan 3, 2022 to Dec 11, 2024factForm ADV
← Fertig, David, MaxOwnerMANAGING DIRECTOR RESEARCH, ownership code NA, individual
Mar 28, 2024 to Dec 11, 2024factForm ADV
← ALLISON J. CARNEGIE, TRUSTEE OF THE CARNEGIE FAMILY TRUSTOwnerTRUST, ownership code A, domestic entity
Jan 3, 2022 to Dec 11, 2024factForm ADV
← CARNEGIE, ALLISON JOwnerTRUSTEE, ownership code F, individual
Jan 3, 2022 to Dec 11, 2024factForm ADV
← MADISON BRITT ROSEN IRREVOCABLE TRUSTOwnerTRUST, ownership code NA, domestic entity
Mar 30, 2012 to Dec 11, 2024factForm ADV
← MATTHEW TYLER ROSEN IRREVOCABLE TRUSTOwnerTRUST, ownership code NA, domestic entity
Mar 30, 2012 to Dec 11, 2024factForm ADV
← MAX M. ROSEN 2012 IRREVOCABLE TRUSTOwnerTRUST, ownership code NA, domestic entity
Jan 3, 2022 to Dec 11, 2024factForm ADV
← MERRITT SHEILA ROSEN IRREVOCABLE TRUSTOwnerTRUST, ownership code NA, domestic entity
Mar 30, 2012 to Dec 11, 2024factForm ADV
← NANCY FERTIG FAMILY AMENDED AND RESTATED TRUSTOwnerTRUST, ownership code B, domestic entity
Mar 2, 2016 to Dec 11, 2024factForm ADV
← ROSEN FAMILY TRUSTOwnerTRUST, ownership code A, domestic entity
Mar 30, 2012 to Dec 11, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Context Capital Management Llc reported RAUM $8.0B, up 60% from $5.0B (2025-08-21 to 2026-03-30)
Form ADVobserved 6 days ago
$3.0B
Occurred
Mar 26, 2025
Regulatory AUM changed
Context Capital Management Llc reported RAUM $5.0B, up 95% from $2.6B (2024-12-11 to 2025-03-26)
Form ADVobserved 6 days ago
$2.4B
Occurred
Mar 28, 2024
Regulatory AUM changed
Context Capital Management Llc reported RAUM $2.6B, up 45% from $1.8B (2023-08-25 to 2024-03-28)
Form ADVobserved 6 days ago
$798M
Occurred
Jun 30, 2023
Regulatory AUM changed
Context Capital Management Llc reported RAUM $1.8B, up 36% from $1.3B (2023-03-31 to 2023-06-30)
Form ADVobserved 6 days ago
$467M
Occurred
Mar 31, 2023
Regulatory AUM changed
Context Capital Management Llc reported RAUM $1.3B, up 52% from $866.2M (2022-10-21 to 2023-03-31)
Form ADVobserved 6 days ago
$449M
Occurred
Oct 21, 2022
Control person joined
Grace Teagan Seman (Chief Financial Officer) appeared on Schedule A of Context Capital Management Llc
Form ADVobserved 6 days ago
Occurred
Jan 3, 2022
Control person joined
Mary Grace Brescia (Chief Compliance Officer) appeared on Schedule A of Context Capital Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Context Capital Management Llc reported RAUM $649.5M, up 99% from $326.9M (2021-01-28 to 2021-03-31)
Form ADVobserved 6 days ago
$323M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:747cc9e4-29c1-8edd-213a-9972ab1afb07
First observed: Mar 30, 2012
Last observed: Aug 25, 2026 27 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONTEXT CAPITAL MANAGEMENT LLC

CRD 115167

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:747cc9e4-29c1-8edd-213a-9972ab1afb07

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CONTEXT PARTNERS MASTER FUND, LP

Hedge Fund

$1.2B

Dec 11, 2024

526

Feb 6, 2018

reported

021-150235

CONTEXT PARTNERS FUND, LP

Hedge Fund

$75.1M

Feb 6, 2018

Mar 30, 2012

dropped

021-150235

CONTEXT PARTNERS OFFSHORE, LP

Hedge Fund

$14.2M

Feb 6, 2018

dropped

021-300361

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Brescia, Grace, Mary

CHIEF COMPLIANCE OFFICER

yes

01/2022

Jan 3, 2022

Dec 11, 2024

CARNEGIE, CHARLES, EDWARD

MANAGING MEMBER AND CHIEF INVESTMENT OFFICER

yes

09/2017

Dec 22, 2015

Dec 11, 2024

FERTIG, WILLIAM, DAVID

MANAGING MEMBER

yes

10/2002

Mar 30, 2012

Dec 11, 2024

FERTIG, WILLIAM, DAVID

Trustee

yes

06/2015

Mar 30, 2012

Dec 11, 2024

Rosen, Marilyn, Shelia

Trustee

yes

06/1993

Jan 3, 2022

Dec 11, 2024

Rosen, Marilyn, Shelia

Trustee

yes

06/1993

Jan 3, 2022

Dec 11, 2024

Rosen, Marilyn, Shelia

Trustee

yes

06/1993

Jan 3, 2022

Dec 11, 2024

ROSEN, MICHAEL, STUART

MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER

yes

05/2000

Mar 30, 2012

Dec 11, 2024

ROSEN, MICHAEL, STUART

Trustee

yes

07/2001

Mar 30, 2012

Dec 11, 2024

Seman, Teagan, Grace

CHIEF FINANCIAL OFFICER

yes

11/2021

Oct 21, 2022

Dec 11, 2024

ALLISON J. CARNEGIE, TRUSTEE OF THE CARNEGIE FAMILY TRUST

Trust

12/2021

Jan 3, 2022

Dec 11, 2024

Berlinghof, Chesley, David

MANAGING DIRECTOR, CONVERTIBLE TRADING

04/2021

Mar 28, 2024

Dec 11, 2024

CARNEGIE, ALLISON J

Trustee

12/2021

Jan 3, 2022

Dec 11, 2024

Fertig, David, Max

MANAGING DIRECTOR RESEARCH

05/2020

Mar 28, 2024

Dec 11, 2024

MADISON BRITT ROSEN IRREVOCABLE TRUST

Trust

07/2001

Mar 30, 2012

Dec 11, 2024

MATTHEW TYLER ROSEN IRREVOCABLE TRUST

Trust

07/2001

Mar 30, 2012

Dec 11, 2024

MAX M. ROSEN 2012 IRREVOCABLE TRUST

Trust

08/2012

Jan 3, 2022

Dec 11, 2024

MERRITT SHEILA ROSEN IRREVOCABLE TRUST

Trust

07/2001

Mar 30, 2012

Dec 11, 2024

NANCY FERTIG FAMILY AMENDED AND RESTATED TRUST

Trust

07/2001

Mar 2, 2016

Dec 11, 2024

ROSEN FAMILY TRUST

Trust

07/2001

Mar 30, 2012

Dec 11, 2024

Rosen, Marilyn, Shelia

Trustee

08/2012

Jan 3, 2022

Dec 11, 2024

Trafton, Luke, WILLIAM

VICE PRESIDENT, RESEARCH AND TRADING

04/2021

Mar 28, 2024

Dec 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CCM GP, LLC

n/a

yes

n/a

PROSHARES TRUST

n/a

City

State

Country

Employees

Also broker-dealer

Greenwich

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$8.0B

n/a

2024

Mar 26, 2025

$5.0B

n/a

2023

Mar 28, 2024

$2.6B

$1.2B

2022

Mar 31, 2023

$1.3B

2021

Mar 25, 2022

$866M

$1.3B

2020

Mar 31, 2021

$650M

$1.6B

2019

Mar 16, 2020

$232M

$203M

2018

Mar 6, 2019

$204M

$137M

2017

Mar 16, 2018

$192M

$100M

2016

Mar 29, 2017

$150M

n/a

$75.1M

2015

Mar 2, 2016

$171M

n/a

$53.5M

2014

Mar 31, 2015

$171M

n/a

$44.0M

2013

Mar 28, 2014

$119M

n/a

$44.0M

2012

Mar 1, 2013

$110M

n/a

$27.5M

2011

Mar 30, 2012

$98.9M

n/a

$17.5M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$8.0B

$5.0B

59.6%

$1.3B

82.6%