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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

REALITY SHARES ADVISORS, LLC

KASEY PRICE, CRD 166762

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b9938273-9a40-01ea-4dc3-78c80368da7e

Data as of Jun 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Nov 22, 2013 to Jun 17, 2020
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $127MItem 5.F on the latest filing (2020-06-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $100M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Individual clients: 0
High net worth clients: 0
SEC number: 801-78878
CRD: 166762
Filings on the tape: 14
First filed: Nov 22, 2013
Latest filed: Jun 17, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ERVIN, ERIC, ROY	PRESIDENT, CHIEF EXECUTIVE OFFICER	Na	yes	10/2011	Nov 22, 2013	Jun 17, 2020
PRICE, KASEY, KAY	Cco	Na	no	11/2019	Apr 28, 2020	Jun 17, 2020
REALITY SHARES, INC.	PARENT COMPANY	E	no	10/2011	Dec 3, 2013	Jun 17, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CONTEXT CAPITAL MANAGEMENT LLC	n/a	Asset manager	$8.0B	N	no	n/a
BLOCKCHAIN INVESTMENT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 28, 2020	$127M	$100M	4	1	0	n/a	n/a
2018	Nov 1, 2018	$227M	$0	15	6	0	n/a	n/a
2017	Nov 9, 2017	$90.0M	$0	11	6	0	n/a	n/a
2016	Nov 3, 2016	$41.7M	$41.7M	10	6	n/a	n/a	n/a
2015	Nov 2, 2015	$30.0M	$30.0M	12	6	n/a	n/a	n/a
2014	Nov 14, 2014	$0	$0	15	6	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$127M	$227M	-44.1%	$41.7M	44.9%	4	15	0	0

Relationships

Affiliated with (1)

→ CONTEXT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser
factForm ADV

Controls (1)

← ERVIN, ERIC, ROYOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 22, 2013 to presentfactForm ADV

Owns (2)

← PRICE, KASEY, KAYOwnerCCO, ownership code NA, individual
Apr 28, 2020 to presentfactForm ADV
← REALITY SHARES, INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Dec 3, 2013 to presentfactForm ADV

Registered with (2)

← ERIC ROY ERVINAdvisorregistration: previous registration
Mar 10, 2014 to Apr 15, 2021factForm ADV
← Daniel Thomas JanowiakAdvisorregistration: previous registration
Mar 10, 2014 to Oct 8, 2015factForm ADV

Dated events

Occurred
Apr 28, 2020
Regulatory AUM changed
Reality Shares Advisors, Llc reported RAUM $127.0M, down 44% from $227.0M (2019-10-21 to 2020-04-28)
Form ADVobserved 4 days ago
$-100M
Occurred
Oct 21, 2019
Control person left
Michael Thomas Trivella (Chief Operating Officer) no longer on Schedule A of Reality Shares Advisors, Llc (listed 2018-11-01, absent 2019-10-21)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2018
Regulatory AUM changed
Reality Shares Advisors, Llc reported RAUM $227.0M, up 152% from $90.0M (2017-11-09 to 2018-11-01)
Form ADVobserved 4 days ago
$137M
Occurred
Nov 22, 2013
First Form ADV filing
Erny Financial filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9938273-9a40-01ea-4dc3-78c80368da7e
First observed: Nov 22, 2013
Last observed: Jun 17, 2020 76 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REALITY SHARES ADVISORS, LLC

KASEY PRICE, CRD 166762

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b9938273-9a40-01ea-4dc3-78c80368da7e

Data as of Jun 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ERVIN, ERIC, ROY

PRESIDENT, CHIEF EXECUTIVE OFFICER

yes

10/2011

Nov 22, 2013

Jun 17, 2020

PRICE, KASEY, KAY

Cco

11/2019

Apr 28, 2020

Jun 17, 2020

REALITY SHARES, INC.

PARENT COMPANY

10/2011

Dec 3, 2013

Jun 17, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CONTEXT CAPITAL MANAGEMENT LLC

n/a

Asset manager

$8.0B

n/a

BLOCKCHAIN INVESTMENT MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 28, 2020

$127M

$100M

n/a

2018

Nov 1, 2018

$227M

n/a

2017

Nov 9, 2017

$90.0M

n/a

2016

Nov 3, 2016

$41.7M

n/a

2015

Nov 2, 2015

$30.0M

n/a

2014

Nov 14, 2014

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$127M

$227M

-44.1%

$41.7M

44.9%