L•••• J• C••••

Advisor at E••••••• W•••••

OREM, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• W•••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 23, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• W•••••	Former SEC adviser	Feb 2, 2026	n/a	yes	OREM, UT	Current employment
M••••• S••••••	Wirehouse	Aug 18, 2021	Jul 16, 2024	no	Houston, TX\|Provo, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	E••••••• W•••••	Jul 16, 2024	Feb 2, 2026	566	Firm change after gap	Wirehouse to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Aug 17, 2021	Aug 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:NY:2021-06-21	Aug 17, 2021	Aug 18, 2021	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ E••••••• W•••••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 18, 2021 to Jul 16, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 26, 2019 to Aug 17, 2021factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Jul 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.