DFX Intelligence

S••••• E••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

S••••• E••••• F•••••

Advisor at A••••••• A•••••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:74851d2f-7a75-c75c-63d9-defc3ec51c15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••••••	Independent wealth	Mar 22, 2016	n/a	yes	ST. LOUIS, MO	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 20, 2014	Oct 21, 2016	no	Town and Country, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	A••••••• A•••••••	Oct 21, 2016	Mar 22, 2016	-213	Firm change after gap	Other
U••• B•••••• I••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 27, 2014	Oct 20, 2014

Relationships

Registered with (7)

→ A••••••• A•••••••Registered adviserregistration: current employment
Mar 22, 2016 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2014 to Oct 21, 2016factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 16, 2013 to Oct 27, 2014factForm ADV
→ F•••• T•••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74851d2f-7a75-c75c-63d9-defc3ec51c15
First observed: Apr 26, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.