This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MODERN WEALTH MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 28, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65

First exam

Feb 28, 2009

First registration

Jun 4, 2009

Dual registered

no

IAPD individual key

5663457

• Occurred

  Jul 1, 2026
  Advisor changed firm

  Ronald Gambassi left Gem State Investment Advisors for Mcmillen & Company, Inc. (registered 2024-01-04)

  Form ADVobserved 6 days ago
• Occurred

  May 11, 2026
  Advisor changed firm

  Ronald Gambassi left Mcmillen & Company, Inc. for Modern Wealth Management, Llc (registered 2026-05-11)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:748b5c5c-2c95-68d9-d188-111ed484b80d

First observed

Jun 4, 2009

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.