DFX Intelligence

C••• C• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••• C• A••••••••

Advisor at U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

SCOTTSDALE, AZ | MATTOON, IL

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Search this name across graphsid dfx:ria:7490cc1c-82dc-39a9-2620-d4ce75d310cd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 9, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••• Locked
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 6, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	May 15, 2026	n/a	yes	MATTOON, IL\|SCOTTSDALE, AZ	Current employment
I•• W••••• M••••••••• I•••	Bd affiliated wealth	Jan 31, 2022	Apr 28, 2026	no	DECATUR, IL\|Decatur, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• W••••• M••••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Apr 28, 2026	May 15, 2026	17	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	I•• W••••• M••••••••• I•••	Jan 31, 2022

Relationships

Registered with (5)

→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
May 15, 2026 to presentfactForm ADV
→ I•• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2022 to Apr 28, 2026factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Dec 1, 2020 to Jan 31, 2022factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Occurred
Apr 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7490cc1c-82dc-39a9-2620-d4ce75d310cd
First observed: Mar 9, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.