DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• C• A••••••••

U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••independent RIAScottsdale, Az dual registrantIAPD 6241596

Feed of 09/15/2026

Also filed as C••• Christopher A••••••••

At current firm

0 y

since May 15, 2026

In the industry

12 y

since Nov 6, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA current
since May 15, 2026 · Mattoon, Il
I•• W••••• M••••••••• I••• BD affiliated
Jan 31, 2022 to Apr 28, 2026 · Decatur, Il
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Dec 1, 2020 to Jan 31, 2022 · Champaign, Il
A••••• A•• P••••••• S••••••• BD affiliated
Nov 26, 2018 to Nov 13, 2020 · Champaign, Il
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Mar 9, 2017 to Nov 2, 2018 · Mattoon, Il

Moves

a registration end followed by a registration begin elsewhere

I•• W••••• M••••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••
left Apr 28, 2026, registered May 15, 2026 (17 days) · Affiliated broker-dealer or bank to independent RIA
N••••••••• M••••• I••••••••• S••••••••• to I•• W••••• M••••••••• I•••
left Jan 31, 2022, registered Jan 31, 2022 (0 days) · Other
A••••• A•• P••••••• S••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Nov 13, 2020, registered Dec 1, 2020 (18 days) · Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••• A•• P••••••• S•••••••
left Nov 2, 2018, registered Nov 26, 2018 (24 days) · Affiliated broker-dealer or bank to another

Signals

C••• C• A•••••••• left I•• W••••• M••••••••• I••• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (registered 2026-05-15)
Apr 28, 2026 · Advisor changed firm · fact
C••• C• A•••••••• left N••••••••• M••••• I••••••••• S••••••••• for I•• W••••• M••••••••• I••• (registered 2022-01-31)
Jan 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address