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P••• X• H•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

P••• X• H•••••• M••••••

Advisor at A•••• A•••• M••••••••• L••

GUAYNABO, PR

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Search this name across graphsid dfx:ria:7495b22d-6506-c125-9db9-ad5c72683525

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• A•••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 17, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• A•••• M••••••••• L••	Other adviser	May 25, 2015	n/a	yes	GUAYNABO, PR	Current employment
A•••• A•••• M••••••••• L••	Other adviser	Dec 10, 2014	Apr 7, 2015	no	GUAYNABO, PR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••• M•••••••••	A•••• A•••• M••••••••• L••	Oct 6, 2014	Dec 10, 2014	65	Firm change	Other
S•••••••• S•••••••••	S•••••••• A•••• M•••••••••	Aug 5, 2014	Sep 7, 2012

Relationships

Registered with (3)

→ A•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 10, 2014 to Apr 7, 2015factForm ADV
→ S•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Sep 7, 2012 to Oct 6, 2014factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Nov 18, 2004 to Aug 5, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7495b22d-6506-c125-9db9-ad5c72683525
First observed: Nov 18, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.