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RIA / WealthAdvisorCertified Financial Planner18 years in industry

WILLIAM JOSEPH STREFF

Advisor at STEELE CAPITAL MANAGEMENT, INC.

Waukee, IA | DUBUQUE, IA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEELE CAPITAL MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Dec 17, 2007
First registration: Mar 24, 2008
Dual registered: no
Other names: BILL STREFF
IAPD individual key: 2247156

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEELE CAPITAL MANAGEMENT, INC.	Independent wealth	Jan 26, 2026	n/a	yes	Waukee, IA\|DUBUQUE, IA	Current employment
STREFF WEALTH MANAGEMENT	n/a	Apr 2, 2018	Jan 2, 2026	no	WAUKEE, IA	Previous registration
IRON HORSE WEALTH MANAGEMENT, LLC	Former SEC adviser	Oct 29, 2013	Apr 16, 2018	no	JOHNSTON, IA	Previous registration
VALIANT WEALTH, LLC	Independent wealth	Jan 20, 2009	Oct 18, 2013	no	WEST DES MOINES, IA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 24, 2008	Dec 9, 2008	no	DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STREFF WEALTH MANAGEMENT	STEELE CAPITAL MANAGEMENT, INC.	Jan 2, 2026	Jan 26, 2026	24	Firm change	Other
IRON HORSE WEALTH MANAGEMENT, LLC	STREFF WEALTH MANAGEMENT	Apr 16, 2018	Apr 2, 2018	-14	Firm change	Other
VALIANT WEALTH, LLC	IRON HORSE WEALTH MANAGEMENT, LLC	Oct 18, 2013	Oct 29, 2013	11	Firm change	Other
LPL FINANCIAL LLC	VALIANT WEALTH, LLC	Dec 9, 2008	Jan 20, 2009	42	Firm change	Other

Relationships

Registered with (5)

→ STEELE CAPITAL MANAGEMENT, INC.Registered adviserregistration: current employment
Jan 26, 2026 to presentfactForm ADV
→ STREFF WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 2, 2018 to Jan 2, 2026factForm ADV
→ IRON HORSE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 29, 2013 to Apr 16, 2018factForm ADV
→ VALIANT WEALTH, LLCRegistered adviserregistration: previous registration
Jan 20, 2009 to Oct 18, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 24, 2008 to Dec 9, 2008factForm ADV

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
William Joseph Streff left Streff Wealth Management for Steele Capital Management, Inc. (registered 2026-01-26)
Form ADVobserved 4 days ago