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J••• R•• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

J••• R•• W•••••••

Advisor at M•••••• C••••••• L••

Seneca, SC | FAIRWAY, KS

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Search this name across graphsid dfx:ria:74a3ce8c-4f9b-eb18-d50a-f480ee6b2e3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• C••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• C••••••• L••	Asset manager	Jan 14, 2025	n/a	yes	FAIRWAY, KS\|Seneca, SC	Current employment
A•••••• A•••• M••••••••• I•••	State registered	Feb 9, 2022	Nov 1, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A•••• M••••••••• I•••	M•••••• C••••••• L••	Nov 1, 2024	Jan 14, 2025	74	Firm change	Other
A•••••• W••••• L••	A•••••• A•••• M••••••••• I•••	Feb 27, 2020

Relationships

Registered with (5)

→ M•••••• C••••••• L••Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ A•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2022 to Nov 1, 2024factForm ADV
→ A•••••• W••••• L••Registered adviserregistration: previous registration
Oct 12, 2016 to Feb 27, 2020factForm ADV
→ K•••• M•••••••••

Dated events

Occurred
Nov 1, 2024
Advisor changed firm
J••• R•• W••••••• left A•••••• A•••• M••••••••• I••• for M•••••• C••••••• L•• (registered 2025-01-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74a3ce8c-4f9b-eb18-d50a-f480ee6b2e3e
First observed: Jun 13, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.