D•••• A••••••••

Advisor at P••••••• W•••••

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74a77359-163c-98f0-faa8-9a76ce6c7073

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W•••••	Independent wealth	Mar 2, 2023	n/a	yes	THE WOODLANDS, TX	Current employment
T••••••••• W••••• A•••••••	Former SEC adviser	Sep 19, 2019	May 2, 2023	no	BEACHWOOD, OH\|THE WOODLANDS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• W••••• A•••••••	P••••••• W•••••	May 2, 2023	Mar 2, 2023	-61	Firm change after gap	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••••••••• W••••• A•••••••	Sep 23, 2019	Sep 19, 2019

Relationships

Registered with (4)

→ P••••••• W•••••Registered adviserregistration: current employment
Mar 2, 2023 to presentfactForm ADV
→ T••••••••• W••••• A•••••••Registered adviserregistration: previous registration
Sep 19, 2019 to May 2, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 1, 2010 to Sep 23, 2019factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
May 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74a77359-163c-98f0-faa8-9a76ce6c7073
First observed: Jan 6, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.