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Advisor at MERCER GLOBAL ADVISORS INC.
Dallas, TX | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Nov 19, 2021 | n/a | yes | Dallas, TX|DENVER, CO | Current employment |
| QUEST CAPITAL MANAGEMENT, INC. | Former SEC adviser | Jan 28, 2005 | Mar 22, 2022 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Dec 15, 2004 | May 11, 2005 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Dec 19, 2003 | Dec 16, 2004 | no | OKLAHOMA CITY, OK | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 17, 2003 | Oct 28, 2003 | no | OKLAHOMA CITY, OK | Previous registration |
| QUEST CAPITAL MANAGEMENT, INC. | Former SEC adviser | Jun 5, 2000 | Dec 31, 2003 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUEST CAPITAL MANAGEMENT, INC. | MERCER GLOBAL ADVISORS INC. | Mar 22, 2022 | Nov 19, 2021 | -123 | Firm change after gap | RIA to RIA |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | QUEST CAPITAL MANAGEMENT, INC. | May 11, 2005 | Jan 28, 2005 | -103 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES, INC. | Dec 16, 2004 | Dec 15, 2004 | -1 | Firm change | Other |
| QUEST CAPITAL MANAGEMENT, INC. | MML INVESTORS SERVICES, LLC | Dec 31, 2003 | Oct 17, 2003 | -75 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 114690:147363:TX:2022-03-22 | Mar 22, 2022 | Nov 19, 2021 | DALLAS, TX | Firm change after gap |