RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A• C••
- M••••• G••••• A••••••• I••• independent RIA currentsince Nov 19, 2021 · Dallas, Tx
- Q•••• C•••••• M••••••••• I••• formerJan 28, 2005 to Mar 22, 2022 · Dallas, Tx
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedDec 15, 2004 to May 11, 2005 · Dallas, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedDec 19, 2003 to Dec 16, 2004 · Oklahoma City, Ok
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 17, 2003 to Oct 28, 2003 · Oklahoma City, Ok
- Q•••• C•••••• M••••••••• I••• formerJun 5, 2000 to Dec 31, 2003 · Dallas, Tx
- Q•••• C•••••• M••••••••• I••• to M••••• G••••• A••••••• I•••left Mar 22, 2022, registered Nov 19, 2021 (-123 days) · RIA to RIA · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to Q•••• C•••••• M••••••••• I•••left May 11, 2005, registered Jan 28, 2005 (-103 days) · Other
- M•• I•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Dec 16, 2004, registered Dec 15, 2004 (-1 days) · Other
- Q•••• C•••••• M••••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 31, 2003, registered Oct 17, 2003 (-75 days) · Other
- R••••• A• C•• left Q•••• C•••••• M••••••••• I••• for M••••• G••••• A••••••• I••• (registered 2021-11-19)Mar 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address