DFX Intelligence

W•••• R••• R•••••••• H•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

W•••• R••• R•••••••• H•••••••• L••

CRD 332560

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74a8fd69-4c6f-7750-3b52-ba1461b474a0

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 1
Observed: Aug 6, 2024 to Mar 27, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

W•••• R••• R•••••••• H•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 9
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••• R••• R•••••••• I•• L•	Other Private Fund	$0	Mar 27, 2026	0	Aug 6, 2024	reported	n/a
W•••• R••• R•••••••• I•••• L•	Other Private Fund	$0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C••••••• E•••••	LIMITED PARTNER	D	yes	12/2002	Aug 6, 2024	Sep 4, 2024
B•••• C••••••• E•••••	Manager	Na	yes	07/2024	Aug 6, 2024	Sep 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•••• R••• O•• • G•• H•••••••• L••	n/a	Asset manager	$205M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	9	9	0	0

Relationships

Affiliated with (2)

← W•••• R••• O•• • G•• H•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ W•••• R••• O•• • G•• H•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ W•••• R••• R•••••••• I•••• L•Private fundOther Private Fund, IA
Aug 6, 2024 to presentfactForm ADV
→ W•••• R••• R•••••••• I•• L•

Dated events

Occurred
Aug 6, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74a8fd69-4c6f-7750-3b52-ba1461b474a0
First observed: Aug 6, 2024
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.