DFX Intelligence

W•••• R••• O•• • G•• H•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

W•••• R••• O•• • G•• H•••••••• L••

CRD 165255

PLANO, TX

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Search this name across graphsid dfx:ria:75956e14-1d81-746e-d780-567607afaf49

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 3
On other graphs: 2
Observed: Sep 6, 2012 to Apr 22, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

W•••• R••• O•• • G•• H•••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

W•••• R••• O•• • G•• H•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $205M••• Locked
Discretionary RAUM: $205M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••• R••• O•• • G•• P••••••• I•• L•	Other Private Fund	$175M	Apr 22, 2026	12	Feb 24, 2016	reported	n/a
W•••• R••• O•• • G•• P••••••• I••• L•	Other Private Fund	$57.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C••••••• E•••••	LIMITED PARTNER	C	yes	12/2002	Sep 6, 2012	Aug 6, 2024
B•••• C••••••• E•••••	Manager	Na	yes	06/2012	Sep 6, 2012	Aug 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•••• R••• R•••••••• H•••••••• L••	n/a	No RAUM reported	$0	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$205M	$209M	-1.9%	$312M	-13.1%	10	10	0	0

Relationships

Affiliated with (2)

→ W•••• R••• R•••••••• H•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← W•••• R••• R•••••••• H•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (5)

→ W•••• R••• O•• • G•• P••••••• I• L•Private fundOther Private Fund, IA
Sep 6, 2012 to presentfactForm ADV
→ W•••• R••• O•• • G•• P••••••• I•• L•

Dated events

Occurred
May 26, 2016
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Oct 18, 2012
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Sep 6, 2012
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75956e14-1d81-746e-d780-567607afaf49
First observed: Sep 6, 2012
Last observed: Apr 22, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.