DFX Intelligence

W•••• C•••••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

W•••• C•••••••• M•••••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | DALLAS, TX

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Search this name across graphsid dfx:ria:74ac2e7f-7230-7625-70ab-94b23ad278fc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jul 29, 2022	n/a	yes	NEWPORT BEACH, CA\|DALLAS, TX	Current employment
B•••••••• P•••••• W••••• M••••••••• L••	Former SEC adviser	Mar 20, 2014	Jul 25, 2022	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• P•••••• W••••• M••••••••• L••	B••••• P••••• A•••••••• L••	Jul 25, 2022	Jul 29, 2022	4	Firm change	RIA to RIA
D••••••• B••• S••••••••• I•••	B•••••••• P•••••• W••••• M••••••••• L••	Mar 5, 2013	Mar 20, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
170525:119290:TX:2022-07-25	Jul 25, 2022	Jul 29, 2022	DALLAS, TX	Firm change

Relationships

Registered with (4)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jul 29, 2022 to presentfactForm ADV
→ B•••••••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 20, 2014 to Jul 25, 2022factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 7, 2008 to Mar 5, 2013factForm ADV
→ A• G• E•••••• • S•••• I•••

Dated events

Occurred
Jul 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74ac2e7f-7230-7625-70ab-94b23ad278fc
First observed: Aug 22, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.