RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• C•••••••• M•••••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Jul 29, 2022 · Newport Beach, Ca
- B•••••••• P•••••• W••••• M••••••••• L•• formerMar 20, 2014 to Jul 25, 2022 · Dallas, Tx
- D••••••• B••• S••••••••• I••• no RAUMJan 7, 2008 to Mar 5, 2013 · Dallas, Tx
- A• G• E•••••• • S•••• I••• unclassifiedAug 22, 2002 to Jan 11, 2008 · Dallas, Tx
- B•••••••• P•••••• W••••• M••••••••• L•• to B••••• P••••• A•••••••• L••left Jul 25, 2022, registered Jul 29, 2022 (4 days) · RIA to RIA · moved with a team
- D••••••• B••• S••••••••• I••• to B•••••••• P•••••• W••••• M••••••••• L••left Mar 5, 2013, registered Mar 20, 2014 (380 days) · Other
- A• G• E•••••• • S•••• I••• to D••••••• B••• S••••••••• I•••left Jan 11, 2008, registered Jan 7, 2008 (-4 days) · Other
- W•••• C•••••••• M••••••••• left B•••••••• P•••••• W••••• M••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2022-07-29)Jul 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address