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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NORMANDY INVESTMENT ADVISORS

SUMMIT INVESTMENT ADVISORS INC, CRD 316321

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74b04d53-ede8-1a98-a83d-9e4bf57050bd

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Aug 13, 2021 to Mar 31, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $273MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $273M
Private client RAUM: $265MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $54.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 729
Individual clients: 222
High net worth clients: 72
Custody, client assets: $7.7M
SEC number: 801-122314
CRD: 316321
Filings on the tape: 6
First filed: Aug 13, 2021
Latest filed: Mar 31, 2026
Organised: Corporation, KS
Website: normandyia.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY ALAN TUDAS	Certified Financial Planner	LEAWOOD, KS \| Leawood, KS	4	25	5	no
BRENT A CASWELL	n/a	LEAWOOD, KS \| Independence, MO	4	16	3	no
THOMAS WHITSED LAMING	n/a	LEAWOOD, KS \| Pinehurst, NC	4	31	3	no
RYAN J TUDAS	n/a	LEAWOOD, KS	4	13	n/a	no
ERIC MATTHEW MCCARVER	Certified Financial Planner	LEAWOOD, KS \| St. Paul, MN	1	30	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASWELL, BRENT, A	Principal	Na	yes	07/2021	Aug 13, 2021	Mar 26, 2024
TUDAS, JEFFREY, ALAN	FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	07/2006	Aug 13, 2021	Mar 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$273M	$273M	5	5	7	n/a	n/a
2024	Mar 31, 2025	$142M	$142M	6	6	6	n/a	n/a
2023	Mar 26, 2024	$130M	$130M	5	5	4	n/a	n/a
2022	Mar 29, 2023	$104M	$104M	5	5	4	n/a	n/a
2021	Jan 11, 2022	$120M	$120M	4	4	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$273M	$142M	92.5%	$104M	37.9%	5	6	7	6

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	2	Oct 1, 2021	Oct 15, 2021	OVERLAND PARK, KS	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (7)

← ERIC MATTHEW MCCARVERAdvisorregistration: current employment
Apr 1, 2025 to presentfactForm ADV
← RYAN J TUDASAdvisorregistration: current employment
Aug 30, 2022 to presentfactForm ADV
← THOMAS WHITSED LAMINGAdvisorregistration: current employment
Feb 3, 2022 to presentfactForm ADV
← BRENT A CASWELLAdvisorregistration: current employment
Oct 15, 2021 to presentfactForm ADV
← JEFFREY ALAN TUDASAdvisorregistration: current employment
Sep 30, 2021 to presentfactForm ADV
← Tracy FordAdvisorregistration: previous registration
Apr 23, 2024 to Dec 31, 2025factForm ADV
← Jason Grant MontgomeryAdvisorregistration: previous registration
Sep 30, 2021 to Dec 5, 2024factForm ADV

Controls (2)

← TUDAS, JEFFREY, ALANOwnerFOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Aug 13, 2021 to Mar 26, 2024factForm ADV
← CASWELL, BRENT, AOwnerPRINCIPAL, ownership code NA, individual
Aug 13, 2021 to Mar 26, 2024factForm ADV

Moved with (1)

← COMMONWEALTH FINANCIAL NETWORKRegistered adviser2 advisors, team lift out
Oct 1, 2021 to Oct 15, 2021factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Normandy Investment Advisors reported RAUM $273.4M, up 92% from $142.0M (2025-03-31 to 2026-03-31)
Form ADVobserved 6 days ago
$131M
Occurred
Dec 31, 2025
Advisor changed firm
Tracy Ford left Normandy Investment Advisors for On Investment Management Co (registered 2026-01-14)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2024
Advisor changed firm
Jason Grant Montgomery left Normandy Investment Advisors for Prevail Innovative Wealth Advisors, Llc (registered 2024-12-05)
Form ADVobserved 6 days ago
Occurred
Aug 13, 2021
First Form ADV filing
Normandy Investment Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74b04d53-ede8-1a98-a83d-9e4bf57050bd
First observed: Aug 13, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORMANDY INVESTMENT ADVISORS

SUMMIT INVESTMENT ADVISORS INC, CRD 316321

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74b04d53-ede8-1a98-a83d-9e4bf57050bd

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY ALAN TUDAS

Certified Financial Planner

LEAWOOD, KS | Leawood, KS

BRENT A CASWELL

n/a

LEAWOOD, KS | Independence, MO

THOMAS WHITSED LAMING

n/a

LEAWOOD, KS | Pinehurst, NC

RYAN J TUDAS

n/a

LEAWOOD, KS

n/a

ERIC MATTHEW MCCARVER

Certified Financial Planner

LEAWOOD, KS | St. Paul, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASWELL, BRENT, A

Principal

yes

07/2021

Aug 13, 2021

Mar 26, 2024

TUDAS, JEFFREY, ALAN

FOUNDER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

07/2006

Aug 13, 2021

Mar 26, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$273M

n/a

2024

Mar 31, 2025

$142M

n/a

2023

Mar 26, 2024

$130M

n/a

2022

Mar 29, 2023

$104M

n/a

2021

Jan 11, 2022

$120M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$273M

$142M

92.5%

$104M

37.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Oct 1, 2021

Oct 15, 2021

OVERLAND PARK, KS

Team lift out

Ibd to new firm

0.1%