DFX Intelligence

J•••••• A••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

J•••••• A••• T••••

Advisor at N••••••• I••••••••• A•••••••

LEAWOOD, KS | Leawood, KS

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Search this name across graphsid dfx:ria:e27585ee-1cf3-920b-5494-23125048b890

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• I••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• I••••••••• A•••••••	Independent wealth	Sep 30, 2021	n/a	yes	Leawood, KS\|LEAWOOD, KS	Current employment
S••••• W••••• A•••••••• L••	n/a	Aug 29, 2006	Mar 28, 2011	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	S••••• W••••• A•••••••• L••	Oct 1, 2021	Aug 29, 2006	-5,512	Firm change after gap	Other
S••••• W••••• A•••••••• L••	N••••••• I••••••••• A•••••••	Mar 28, 2011	Sep 30, 2021

Relationships

Registered with (6)

→ N••••••• I••••••••• A•••••••Registered adviserregistration: current employment
Sep 30, 2021 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 11, 2006 to Oct 1, 2021factForm ADV
→ S••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 29, 2006 to Mar 28, 2011factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e27585ee-1cf3-920b-5494-23125048b890
First observed: Dec 1, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.