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C•••••• W• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

C•••••• W• C••••

Advisor at F••••• C•••••• A•••••••• L••

Simpsonville, SC | PRAIRIE VILLAGE, KS

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Search this name across graphsid dfx:ria:74b19e20-c02c-b589-0526-800ca14af44a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• C•••••• A•••••••• L••	Independent wealth	Nov 8, 2023	n/a	yes	PRAIRIE VILLAGE, KS\|Simpsonville, SC	Current employment
C•••• F•••••••• A•••••••• L••	n/a	Jul 26, 2022	Nov 27, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• F•••••••• A•••••••• L••	F••••• C•••••• A•••••••• L••	Nov 27, 2023	Nov 8, 2023	-19	Firm change	Other
W••••• M••••••••• A•••••••• L••	C•••• F•••••••• A•••••••• L••	Oct 6, 2022

Relationships

Registered with (7)

→ F••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 8, 2023 to presentfactForm ADV
→ C•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 26, 2022 to Nov 27, 2023factForm ADV
→ W••••• M••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 12, 2018 to Oct 6, 2022factForm ADV
→ S•••••••• F•••••••• A•••••••

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
C•••••• W• C•••• left C•••• F•••••••• A•••••••• L•• for F••••• C•••••• A•••••••• L•• (registered 2023-11-08)
Form ADVobserved 7 days ago
Occurred
Oct 6, 2022
Advisor changed firm
C•••••• W• C•••• left W••••• M••••••••• A•••••••• L•• for C•••• F•••••••• A•••••••• L•• (registered 2022-07-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74b19e20-c02c-b589-0526-800ca14af44a
First observed: Oct 14, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.