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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Flower Mound, TX | Lewisville, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 22, 2018 | n/a | yes | Lewisville, TX|Flower Mound, TX | Current employment |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | May 22, 2003 | Sep 12, 2018 | no | DENTON, TX|LAKE DALLAS, TX|Southlake, TX|DENTON, TX|LAKE DALLAS, TX|SAN ANTONIO, TX|MINEOLA, TX|DENTON, TX | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 31, 2002 | May 29, 2003 | no | DENTON, TX | Previous registration |
| MARQUETTE FINANCIAL GROUP, INC. | n/a | May 9, 2002 | Jul 30, 2002 | no | DENTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT PROFESSIONALS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 12, 2018 | Jun 22, 2018 | -82 | Bulk transfer | Ibd to ibd |
| WELLS FARGO INVESTMENTS, LLC | INVESTMENT PROFESSIONALS, INC. | May 29, 2003 | May 22, 2003 | -7 | Firm change | Other |
| MARQUETTE FINANCIAL GROUP, INC. | WELLS FARGO INVESTMENTS, LLC | Jul 30, 2002 | Jul 31, 2002 | 1 | Firm change | Other |