DFX Intelligence

M••• A•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

M••• A•••• J••••

Advisor at S••• W••••• P•••••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:74b6e6b0-669b-f13e-8382-0b8b2bc935d5

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2003 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 19, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• R••••••••• S••••••••• L••	No RAUM reported	Apr 7, 2017	n/a	yes	RICHMOND, VA	Current employment
S••• W••••• P•••••••• L••	Independent wealth	Sep 25, 2012	n/a	yes	RICHMOND, VA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••• W••••• P•••••••• L••	Sep 25, 2012	Sep 25, 2012	0	Firm change	Other
M••••• S•••••• C•••••••••	L•• F•••••••• L••	Sep 8, 2009	Sep 8, 2009

Relationships

Registered with (4)

→ S••• R••••••••• S••••••••• L••Registered adviserregistration: current employment
Apr 7, 2017 to presentfactForm ADV
→ S••• W••••• P•••••••• L••Registered adviserregistration: current employment
Sep 25, 2012 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 8, 2009 to Sep 25, 2012factForm ADV
→ M••••• S•••••• C•••••••••Registered adviser

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 15, 2026
M••• A•••• J•••• added a TX registration at S••• W••••• P•••••••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74b6e6b0-669b-f13e-8382-0b8b2bc935d5
First observed: Sep 8, 2003
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.