RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A•••• J••••
- S••• R••••••••• S••••••••• L•• no RAUM currentsince Apr 7, 2017 · Richmond, Va
- S••• W••••• P•••••••• L•• independent RIA currentsince Sep 25, 2012 · Richmond, Va
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Sep 25, 2012 · Richmond, Va
- M••••• S•••••• C••••••••• unclassifiedSep 8, 2003 to Sep 8, 2009 · Richmond, Va
- L•• F•••••••• L•• to S••• W••••• P•••••••• L••left Sep 25, 2012, registered Sep 25, 2012 (0 days) · Other
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- M••• A•••• J•••• added a TX registration at S••• W••••• P•••••••• L••Sep 15, 2026 · New state registration · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address