DFX Intelligence

A••••••• S••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

A••••••• S••••• W••••

Advisor at R•••••• J•••• • A••••••••• I•••

Lower Burrell, PA | CRANBERRY TOWNSHIP, PA

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Search this name across graphsid dfx:ria:74bab040-0558-ce3f-4aae-fc88fd5ace83

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 30, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 21, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Aug 25, 2022	n/a	yes	CRANBERRY TOWNSHIP, PA\|Lower Burrell, PA	Current employment
H••••••••• I•••	Former SEC adviser	Oct 12, 2009	Aug 25, 2022	no	PITTSBURGH, PA\|WEXFORD, PA\|Wexford, PA\|WEXFORD, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Aug 25, 2022	Aug 25, 2022	0	Firm change	Ibd to ibd
C•••••• P••••• W••••• M•••••••••	H••••••••• I•••	Oct 27, 2009	Oct 12, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
53:705:PA:2022-08-25	Aug 25, 2022	Aug 25, 2022	WEXFORD, PA	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Aug 25, 2022 to presentfactForm ADV
→ H••••••••• I•••Registered adviserregistration: previous registration
Oct 12, 2009 to Aug 25, 2022factForm ADV
→ C•••••• P••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 30, 1999 to Oct 27, 2009factForm ADV

Dated events

Occurred
Aug 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74bab040-0558-ce3f-4aae-fc88fd5ace83
First observed: Apr 30, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.