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CRD 53
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••• F•••••••• C••••••••• | Shareholder | E | yes | 05/2022 | May 31, 2022 | Jun 6, 2022 |
| B•••• F•••••••• G••••• I•• | Shareholder | E | yes | 12/2020 | May 31, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| R••••• W• B•••• • C•• I••••••••• | n/a | Mixed wealth | $394B | N | yes | n/a |
| R••••••••• I••••••••• G••••• L•• | n/a | Mixed wealth | $2.2B | N | yes |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Wexford | Pa | United States | 45 | yes |
| Canonsburg | Pa | United States | 17 | yes |
| Pittsburgh | Pa | United States | 15 | yes |
| Butler | Pa | United States | 14 | yes |
| Greensburg | Pa |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $12B | $11B | 13.9% | $7.8B | 17.0% | 273 | 271 | 6 | 6 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | 3 | Oct 17, 2022 | Oct 17, 2022 | WEXFORD, PA | Team lift out | Ibd to ibd | 2.4% |
| R•••••• J•••• • A••••••••• I••• | 2 | Aug 25, 2022 |
| B•••• D••••• M••••• | President | Na | yes | 11/2018 | Nov 29, 2018 | Jun 6, 2022 |
| B••••• S••••• G•••••• | Director | Na | yes | 05/2022 | May 31, 2022 | Jun 6, 2022 |
| F••••••• K••••••• T•••••••• | Director | Na | yes | 11/2010 | Dec 9, 2011 | Jun 6, 2022 |
| M••••••••• I••• | OWNER OF HEFREN T•••••••• | E | yes | 09/1969 | Dec 9, 2011 | Jun 6, 2022 |
| M•••••••• J•••• G••••• | EXECUTIVE VICE PRESIDENT | Na | yes | 10/1977 | Dec 9, 2011 | Jun 6, 2022 |
| N••••••••• J••••• M• | CFO / TREASURER | Na | yes | 09/2001 | Dec 9, 2011 | Jun 6, 2022 |
| S••••••••• M•••••• J••• | Director | Na | yes | 05/2022 | May 31, 2022 | Jun 6, 2022 |
| T•••••• P••• E••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2013 | Jan 4, 2013 | Jun 6, 2022 |
| T••••••••• C•••• A••••• | VICE CHAIRMAN | Na | yes | 12/2013 | Dec 9, 2011 | Jun 6, 2022 |
| S•••••••• A•••• M••••••••• L•• | n/a | Asset manager | $458M | N | yes | n/a |
| S•••••••• S••••••••• L•• | n/a | No RAUM reported | $0 | N | yes | n/a |
| B•••• T•••• C•••••• | n/a | n/a | n/a | N | yes | n/a |
| 9 |
| yes |
| Pittsburgh | Pa | United States | 4 | yes |
| 2021 |
| Jan 26, 2022 |
| $12B |
| $7.1B |
| 273 |
| 107 |
| 6 |
| n/a |
| n/a |
| 2020 | Jan 22, 2021 | $11B | $6.1B | 271 | 101 | 6 | n/a | n/a |
| 2019 | Jan 28, 2020 | $8.9B | $4.9B | 266 | 99 | 6 | n/a | n/a |
| 2018 | Jan 29, 2019 | $7.8B | $4.3B | 236 | 95 | 6 | n/a | n/a |
| 2017 | Jan 24, 2018 | $7.5B | $4.2B | 183 | 85 | 6 | n/a | n/a |
| 2016 | Jan 26, 2017 | $6.2B | $3.4B | 210 | 104 | n/a | n/a | n/a |
| 2015 | Jan 21, 2016 | $5.8B | $3.3B | 201 | 103 | n/a | n/a | n/a |
| 2014 | Jan 2, 2015 | $5.7B | $3.5B | 106 | 4 | n/a | n/a | n/a |
| 2013 | Dec 11, 2013 | $5.0B | $3.2B | 111 | 3 | n/a | n/a | n/a |
| 2012 | Jan 8, 2013 | $4.1B | $2.5B | 111 | 3 | n/a | n/a | n/a |
| 2011 | Dec 9, 2011 | $3.7B | $2.1B | n/a | n/a | n/a | n/a | n/a |
| Aug 25, 2022 |
| WEXFORD, PA |
| Team lift out |
| Ibd to ibd |
| 1.6% |