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Advisor at M HOLDINGS SECURITIES, INC.
NEWARK, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | May 10, 2023 | n/a | yes | NEWARK, DE | Current employment |
| N1 ADVISORS | Independent wealth | Sep 24, 2008 | Apr 26, 2023 | no | NEWARK, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N1 ADVISORS | M HOLDINGS SECURITIES, INC. | Apr 26, 2023 | May 10, 2023 | 14 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 147048:43285:DE:2023-04-26 | Apr 26, 2023 | May 10, 2023 | NEWARK, DE | Firm change |