DFX Intelligence

N• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

N• A•••••••

NEWTON ONE INVESTMENTS LLC, CRD 147048

NEWARK, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db059b9c-b21a-1b81-3876-2d652c0d021c

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 0
Observed: Mar 1, 2012 to Mar 23, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $445M••• Locked
Discretionary RAUM: $445M
Private client RAUM: $380Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $148Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••• C••••••••• P•••••••	n/a	ROHOBOTH BEACH, DE \| NEWARK, DE \| ELKTON, MD	17	24	2	no
S•••• R•••• S•••••	Certified Financial Planner\|Chartered Financial Analyst	NEWARK, DE \| MEDIA, PA	17	23

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••••• E•••• C•••••••••	MEMBER, PARTNER	C	yes	08/2003	Mar 1, 2012	Sep 3, 2024
S•••••• S••••• R••••	MEMBER, MANAGING PARTNER, CIO	E	yes	02/2003	Mar 1, 2012	Sep 3, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$445M	$393M	13.3%	$289M	15.5%	7	7	4	4

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M• H••••••• S••••••••• I•••	2	Apr 26, 2023	May 10, 2023	NEWARK, DE	Team lift out	RIA to ibd	40.0%

Relationships

Registered with (8)

← R••• S•••••• G••••Advisorregistration: current employment
Nov 28, 2013 to presentfactForm ADV
← E••• C••••••••• P•••••••Advisorregistration: current employment
Sep 24, 2008 to presentfactForm ADV
← S•••• R•••• S•••••Advisorregistration: current employment
Sep 24, 2008 to presentfactForm ADV
← S•••••• C••••••••• T•••••

Dated events

Occurred
Apr 26, 2023
Team lift-out
••• Locked
Form ADVobserved 7 days ago
2 advisors
Occurred
Apr 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 29, 2020
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db059b9c-b21a-1b81-3876-2d652c0d021c
First observed: Mar 1, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.