DFX Intelligence

M••••• L•• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

M••••• L•• D••••••

Advisor at C••• I••••••••• A••••••• S•••••••• L••

CLEVELAND, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• I••••••••• A••••••• S•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A••••••• S•••••••• L••	Institutional manager	Dec 19, 2018	n/a	yes	CLEVELAND, OH	Current employment
S•••••• F•••••••• G••••• L•••••	Independent wealth	Nov 6, 2015	Dec 31, 2018	no	AKRON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• G••••• L•••••	C••• I••••••••• A••••••• S•••••••• L••	Dec 31, 2018	Dec 19, 2018	-12	Firm change	RIA to RIA
N•• A•••••• S•••••••• L••	S•••••• F•••••••• G••••• L•••••	Oct 26, 2015	Nov 6, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
117756:286002:OH:2018-12-31	Dec 31, 2018	Dec 19, 2018	AKRON, OH	Firm change

Relationships

Registered with (5)

→ C••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 19, 2018 to presentfactForm ADV
→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: previous registration
Nov 6, 2015 to Dec 31, 2018factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2011 to Oct 26, 2015factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 26, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.