DFX Intelligence

D•••• K•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

D•••• K•••• S•••••••

Advisor at B••••• W••••• P•••••••• I•••

Tucson, AZ | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:74c595de-0970-1fa0-4b5f-702e81c61022

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• P•••••••• I•••	Independent wealth	Feb 11, 2022	n/a	yes	Tucson, AZ\|SCOTTSDALE, AZ	Current employment
F•••• F•••••••• E••••• C•••••••••	Former SEC adviser	Feb 12, 2015	Feb 14, 2022	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|Tucson, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• E••••• C•••••••••	B••••• W••••• P•••••••• I•••	Feb 14, 2022	Feb 11, 2022	-3	Firm change	Ibd to RIA
H• B•••• I•••	F•••• F•••••••• E••••• C•••••••••	Feb 3, 2015	Feb 12, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
16507:282329:AZ:2022-02-14	Feb 14, 2022	Feb 11, 2022	TUCSON, AZ	Firm change

Relationships

Registered with (4)

→ B••••• W••••• P•••••••• I•••Registered adviserregistration: current employment
Feb 11, 2022 to presentfactForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Feb 12, 2015 to Feb 14, 2022factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Jan 22, 2009 to Feb 3, 2015factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••

Dated events

Occurred
Feb 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74c595de-0970-1fa0-4b5f-702e81c61022
First observed: Aug 14, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.