DFX Intelligence

M•••••• B••••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

M•••••• B••••••• T••••

Advisor at H•••••• I••••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:74ccd104-90ec-b020-7e7a-f5c0d0cb1247

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 5, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• L••	Asset manager	Aug 16, 2021	n/a	yes	CHARLOTTE, NC	Current employment
S••••••• P•••••••	Independent wealth	Oct 24, 2017	Jun 11, 2021	no	Austin, TX\|GLASTONBURY, CT\|AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• P•••••••	H•••••• I••••••••• L••	Jun 11, 2021	Aug 16, 2021	66	Firm change	Other
B•• M••••• S••••••••• C•••••••••	S••••••• P•••••••	Mar 20, 2017	Oct 24, 2017

Relationships

Registered with (5)

→ H•••••• I••••••••• L••Registered adviserregistration: current employment
Aug 16, 2021 to presentfactForm ADV
→ S••••••• P•••••••Registered adviserregistration: previous registration
Oct 24, 2017 to Jun 11, 2021factForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 23, 2015 to Mar 20, 2017factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74ccd104-90ec-b020-7e7a-f5c0d0cb1247
First observed: Feb 24, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.