DFX Intelligence

B•••• D•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor32 years in industry

B•••• D•••• R••••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Pocatello, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:74d04567-3927-2482-968e-c1c3b1e25ed9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 25, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Mar 14, 2025	n/a	yes	Pocatello, ID\|ALPHARETTA, GA	Current employment
F•••••••• S••••••• L••	Former SEC adviser	Jan 10, 2022	Aug 12, 2025	no	POCATELLO, ID	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• S••••••• L••	M•••• F•••••••• A•••••••	Aug 12, 2025	Mar 14, 2025	-151	Firm change after gap	Other
S•••••••• W••••• M••••••••• L••	F•••••••• S••••••• L••	Mar 14, 2025	Jan 10, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
314777:142457:ID:2025-08-12	Aug 12, 2025	Mar 14, 2025	POCATELLO, ID	Firm change after gap
148779:314777:ID:2025-03-14	Mar 14, 2025	Jan 10, 2022	POCATELLO, ID	Firm change after gap

Relationships

Registered with (6)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Mar 14, 2025 to presentfactForm ADV
→ F•••••••• S••••••• L••Registered adviserregistration: previous registration
Jan 10, 2022 to Aug 12, 2025factForm ADV
→ S•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 24, 2008 to Mar 14, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Aug 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74d04567-3927-2482-968e-c1c3b1e25ed9
First observed: Feb 25, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.