DFX Intelligence

N••• R•••••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

N••• R•••••••• P••••••••

Advisor at M••••• S••••••

Beverly Hills, CA

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Search this name across graphsid dfx:ria:74d4338a-c1e5-6f2d-0cfc-58475c922426

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 16, 2023	n/a	yes	Beverly Hills, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 17, 2017	Apr 10, 2023	no	WESTLAKE VILLAGE, CA\|WESTLAKE VILLAGE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Apr 10, 2023	Apr 16, 2023	6	Firm change	Wirehouse to wirehouse
W•••• F•••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 6, 2017	Jul 17, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:CA:2023-04-10	Apr 10, 2023	Apr 16, 2023	WESTLAKE VILLAGE, CA	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 16, 2023 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 17, 2017 to Apr 10, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 21, 2017 to Jul 6, 2017factForm ADV

Dated events

Occurred
Apr 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74d4338a-c1e5-6f2d-0cfc-58475c922426
First observed: Feb 21, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.