DFX Intelligence

J•• H•••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J•• H•••• L••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLANO, TX | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:74d6cb69-0388-0d1e-a302-f3ecf52aef6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 1, 2024	n/a	yes	PLANO, TX\|PLYMOUTH, MN	Current employment
H••••••••• G•••• E••••• • R••••••••• S•••••••••	Former SEC adviser	Jun 12, 2024	Nov 1, 2024	no	Plano, TX\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• G•••• E••••• • R••••••••• S•••••••••	W••••• E••••••••• A••••••• S•••••••• L••	Nov 1, 2024	Nov 1, 2024	0	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
169045:116407:AZ:2024-11-01	Nov 1, 2024	Nov 1, 2024	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ H••••••••• G•••• E••••• • R••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 12, 2024 to Nov 1, 2024factForm ADV

Dated events

Occurred
Nov 1, 2024
Advisor changed firm
J•• H•••• L•••••• left H••••••••• G•••• E••••• • R••••••••• S••••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-11-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74d6cb69-0388-0d1e-a302-f3ecf52aef6e
First observed: Jun 12, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.