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Advisor at CANOPY PARTNERS
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CANOPY PARTNERS | Independent wealth | Jun 21, 2023 | n/a | yes | CINCINNATI, OH | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Oct 31, 2013 | May 28, 2019 | no | Cincinnati, OH|Saint Paul, MN | Previous registration |
| FORT WASHINGTON INVESTMENT ADVISORS INC | Institutional manager | May 18, 2001 | Feb 6, 2006 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | CANOPY PARTNERS | May 28, 2019 | Jun 21, 2023 | 1,485 | Firm change after gap | Ibd to RIA |
| FORT WASHINGTON INVESTMENT ADVISORS INC | U.S. BANCORP INVESTMENTS, INC. | Feb 6, 2006 | Oct 31, 2013 | 2,824 | Firm change after gap | Other |