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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CANOPY PARTNERS

CANOPY PARTNERS, LLC, CRD 324812

CINCINNATI, OH

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Search this name across graphsid dfx:ria:c2c7c91a-25b7-aabd-0baf-bcec835190bb

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 8
On other graphs: 1
Observed: Jan 22, 2023 to Jul 30, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Canopy Partners

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $869MItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $836M
Private client RAUM: $869MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $290Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 412
High net worth clients: 8
Custody, client assets: $119M
SEC number: 801-127366
CRD: 324812
Filings on the tape: 11
First filed: Jan 22, 2023
Latest filed: Jul 30, 2026
Organised: Limited Liability Company, OH
Website: canopyfamilyoffice.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES EDWARD STUTENROTH	Chartered Financial Analyst	CINCINNATI, OH	3	37	2	no
Adam Reif Uihlein	Chartered Financial Analyst	CINCINNATI, OH	2	21	n/a	no
CHRISTOPHER LEE BAUCOM	Chartered Financial Analyst	CINCINNATI, OH	2	31	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAUCOM, CHRISTOPHER, LEE	OWNER & PARTNER	C	yes	08/2023	Dec 26, 2023	Jul 18, 2024
Hayes, Patrick, Daniel	CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Jul 18, 2024	Jul 18, 2024
Mahon, Scott, Joseph	OWNER & PARTNER	B	yes	06/2023	Dec 26, 2023	Jul 18, 2024
STUTENROTH, CHARLES, EDWARD	OWNER & MANAGING PARTNER	C	yes	01/2023	Dec 26, 2023	Jul 18, 2024
STONE, JUSTIN, JAN	OWNER & PARTNER	B	no	01/2023	Dec 26, 2023	Jul 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 19, 2026	$869M	$836M	7	3	n/a	n/a
2024	Mar 31, 2025	$799M	$767M	8	3	n/a	n/a
2023	Mar 31, 2024	$597M	$573M	7	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$869M	$799M	8.7%	n/a	n/a	7	8	0	0

Relationships

Registered with (3)

← CHRISTOPHER LEE BAUCOMAdvisorregistration: current employment
Jul 19, 2024 to presentfactForm ADV
← Adam Reif UihleinAdvisorregistration: current employment
Jul 18, 2024 to presentfactForm ADV
← CHARLES EDWARD STUTENROTHAdvisorregistration: current employment
Jun 21, 2023 to presentfactForm ADV

Controls (4)

← STUTENROTH, CHARLES, EDWARDOwnerOWNER & MANAGING PARTNER, ownership code C, individual
Dec 26, 2023 to Jul 18, 2024factForm ADV
← BAUCOM, CHRISTOPHER, LEEOwnerOWNER & PARTNER, ownership code C, individual
Dec 26, 2023 to Jul 18, 2024factForm ADV
← Hayes, Patrick, DanielOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 18, 2024 to Jul 18, 2024factForm ADV
← Mahon, Scott, JosephOwnerOWNER & PARTNER, ownership code B, individual
Dec 26, 2023 to Jul 18, 2024factForm ADV

Owns (1)

← STONE, JUSTIN, JANOwnerOWNER & PARTNER, ownership code B, individual
Dec 26, 2023 to Jul 18, 2024factForm ADV

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
Canopy Partners reported RAUM $799.2M, up 34% from $596.8M (2024-07-18 to 2025-03-31)
Form ADVobserved 4 days ago
$202M
Occurred
Jul 18, 2024
Control person left
Ann Leslie Green (Chief Compliance Officer) no longer on Schedule A of Canopy Partners (listed 2024-03-31, absent 2024-07-18)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2024
Control person joined
Daniel Patrick Hayes (Chief Compliance Officer) appeared on Schedule A of Canopy Partners
Form ADVobserved 4 days ago
Occurred
Mar 31, 2024
Regulatory AUM changed
Canopy Partners reported RAUM $596.8M, up 469% from $104.8M (2024-02-20 to 2024-03-31)
Form ADVobserved 4 days ago
$492M
Occurred
Dec 26, 2023
Control person joined
Edward Charles Stutenroth (Owner & Managing Partner) appeared on Schedule A of Canopy Partners
Form ADVobserved 4 days ago
Occurred
Dec 26, 2023
Control person joined
Joseph Scott Mahon (Owner & Partner) appeared on Schedule A of Canopy Partners
Form ADVobserved 4 days ago
Occurred
Dec 26, 2023
Control person joined
Lee Christopher Baucom (Owner & Partner) appeared on Schedule A of Canopy Partners
Form ADVobserved 4 days ago
Occurred
Jan 22, 2023
First Form ADV filing
Canopy Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2c7c91a-25b7-aabd-0baf-bcec835190bb
First observed: Jan 22, 2023
Last observed: Jul 30, 2026 51 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CANOPY PARTNERS

CANOPY PARTNERS, LLC, CRD 324812

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2c7c91a-25b7-aabd-0baf-bcec835190bb

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES EDWARD STUTENROTH

Chartered Financial Analyst

CINCINNATI, OH

Adam Reif Uihlein

Chartered Financial Analyst

CINCINNATI, OH

n/a

CHRISTOPHER LEE BAUCOM

Chartered Financial Analyst

CINCINNATI, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAUCOM, CHRISTOPHER, LEE

OWNER & PARTNER

yes

08/2023

Dec 26, 2023

Jul 18, 2024

Hayes, Patrick, Daniel

CHIEF COMPLIANCE OFFICER

yes

06/2024

Jul 18, 2024

Mahon, Scott, Joseph

OWNER & PARTNER

yes

06/2023

Dec 26, 2023

Jul 18, 2024

STUTENROTH, CHARLES, EDWARD

OWNER & MANAGING PARTNER

yes

01/2023

Dec 26, 2023

Jul 18, 2024

STONE, JUSTIN, JAN

OWNER & PARTNER

01/2023

Dec 26, 2023

Jul 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$869M

$836M

n/a

2024

Mar 31, 2025

$799M

$767M

n/a

2023

Mar 31, 2024

$597M

$573M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$869M

$799M

8.7%

n/a