DFX Intelligence

E•••• R••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

E•••• R••••••• M•••••••

Advisor at G••••••• W••••• A•••••••• L••

RALEIGH, NC

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Search this name across graphsid dfx:ria:74e1092d-ea92-aa30-f8e0-a9a4202d6c99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• W••••• A•••••••• L••	Independent wealth	May 13, 2022	n/a	yes	RALEIGH, NC	Current employment
A•••• C•••••• A•••••••• L••	Independent wealth	Jan 8, 2019	May 11, 2022	no	RALEIGH, NC\|FAIRHOPE, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• A•••••••• L••	G••••••• W••••• A•••••••• L••	May 11, 2022	May 13, 2022	2	Firm change	RIA to RIA
A• G• E•••••• • S•••• I•••	A•••• C•••••• A•••••••• L••	Aug 6, 2007	Jan 8, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
167626:305412:AL:2022-05-11	May 11, 2022	May 13, 2022	FAIRHOPE, AL	Firm change

Relationships

Registered with (3)

→ G••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
May 13, 2022 to presentfactForm ADV
→ A•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 8, 2019 to May 11, 2022factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Jan 30, 2006 to Aug 6, 2007factForm ADV

Dated events

Occurred
May 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74e1092d-ea92-aa30-f8e0-a9a4202d6c99
First observed: Jan 30, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.