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RIA / WealthAdvisor11 years in industry

ALYSSA CASSIDY DO

Advisor at PATHSTONE

ENGLEWOOD, NJ | Los Angeles, CA

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Search this name across graphsid dfx:ria:74f3a3a6-fe14-ab78-7c7d-b6343cbb27ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATHSTONE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 1, 2015
First registration: Oct 2, 2015
Dual registered: no
Other names: THAO TRINH DO|ALYSSA DO
IAPD individual key: 6481350

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Pathstone	Independent wealth	Apr 18, 2024	n/a	yes	ENGLEWOOD, NJ\|Los Angeles, CA	Current employment
CRESTONE ASSET MANAGEMENT LLC	Former SEC adviser	May 3, 2021	Apr 15, 2024	no	Laguna Hills, CA	Previous registration
SVB WEALTH	Independent wealth	Nov 6, 2017	Apr 21, 2021	no	Beverly Hills, CA	Previous registration
RBC SECURITIES, INC.	Bd affiliated wealth	Oct 2, 2015	Oct 19, 2017	no	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|IRVINE, CA\|Los Angeles, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CRESTONE ASSET MANAGEMENT LLC	Pathstone	Apr 15, 2024	Apr 18, 2024	3	Firm change	RIA to RIA
SVB WEALTH	CRESTONE ASSET MANAGEMENT LLC	Apr 21, 2021	May 3, 2021	12	Firm change	RIA to RIA
RBC SECURITIES, INC.	SVB WEALTH	Oct 19, 2017	Nov 6, 2017	18	Firm change	Other

Relationships

Registered with (4)

→ PATHSTONERegistered adviserregistration: current employment
Apr 18, 2024 to presentfactForm ADV
→ CRESTONE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 3, 2021 to Apr 15, 2024factForm ADV
→ SVB WEALTHRegistered adviserregistration: previous registration
Nov 6, 2017 to Apr 21, 2021factForm ADV
→ RBC SECURITIES, INC.Registered adviserregistration: previous registration
Oct 2, 2015 to Oct 19, 2017factForm ADV

Dated events

Occurred
Apr 15, 2024
Advisor changed firm
Alyssa Cassidy Do left Crestone Asset Management Llc for Pathstone (registered 2024-04-18)
Form ADVobserved 5 days ago