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Reading the graph
Advisor at SUNBELT SECURITIES
HOUSTON, TX | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUNBELT SECURITIES | Bd affiliated wealth | Mar 22, 2023 | n/a | yes | HOUSTON, TX|Houston, TX|HOUSTON, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 3, 2014 | Mar 20, 2023 | no | Houston, TX|Houston, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 23, 2008 | May 27, 2009 | no | BEAUMONT, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | SUNBELT SECURITIES | Mar 20, 2023 | Mar 22, 2023 | 2 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | May 27, 2009 | Jun 3, 2014 | 1,833 | Firm change after gap | Wirehouse to wirehouse |