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Advisor at WORLD EQUITY GROUP, INC.
SCHAUMBURG, IL | Austin, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Feb 27, 2014 | n/a | yes | Austin, TX|SCHAUMBURG, IL | Current employment |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | May 21, 2012 | May 12, 2014 | no | ORLANDO, FL | Previous registration |
| WOODSTOCK FINANCIAL GROUP, INC. | Former SEC adviser | Feb 15, 2011 | May 23, 2012 | no | DALLAS, TX|WOODSTOCK, GA|AUSTIN, TX|ROCHESTER, MI|Scottsdale, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | WORLD EQUITY GROUP, INC. | May 12, 2014 | Feb 27, 2014 | -74 | Firm change after gap | Other |
| WOODSTOCK FINANCIAL GROUP, INC. | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | May 23, 2012 | May 21, 2012 | -2 | Firm change | Other |