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P••••••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P••••••••• I••••••••• L••

CRD 124989

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Search this name across graphsid dfx:ria:74f9f3f8-ab68-2517-2ecd-bf1105984d07

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2012 to Mar 26, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $225MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $225M
Private client RAUM: $211MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• P•••••• T••••	Certified Financial Planner	BOULDER, CO	18	35	2	no
S•••••• M•••••• C••••••• T••••	n/a	BOULDER, CO	1	17

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T•• M•••••• P• T•••• R•••••••• T••••	Owner	E	yes	09/2019	Nov 12, 2019	Apr 29, 2024
T••••• M••••••• P••••••	PRIMARY TRUSTEE	F	yes	09/2019	Mar 19, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$225M	$198M	13.6%	$122M	22.6%	3	3	0	0

Relationships

Registered with (5)

← S•••••• M•••••• C••••••• T••••Advisorregistration: current employment
Jun 2, 2025 to presentfactForm ADV
← M•••••• P•••••• T••••Advisorregistration: current employment
May 12, 2008 to presentfactForm ADV
← Gregory Richard BerryAdvisorregistration: previous registration
Jul 12, 2017 to Jul 26, 2019factForm ADV
← THEODORE SPENCER RICH

Dated events

Occurred
Mar 27, 2014
Succession filed (Item 4)
Vinoy Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74f9f3f8-ab68-2517-2ecd-bf1105984d07
First observed: Mar 19, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 26, 2026	$225M	$225M	3	2	0	n/a	n/a
2024	Apr 30, 2025	$198M	$198M	3	2	0	n/a	n/a
2023	Mar 28, 2024	$153M	$151M	3	2	0	n/a	n/a
2022	Mar 31, 2023	$122M	$121M	3	2	0	n/a	n/a
2021	Mar 30, 2022	$173M	$171M	3	2	0	n/a	n/a
2020	Mar 20, 2021	$167M	$167M	3	1	0	n/a	n/a
2019	Mar 25, 2020	$117M	$117M	3	1	0	n/a	n/a
2018	Mar 27, 2019	$104M	$103M	4	2	1	n/a	n/a
2017	Mar 30, 2018	$116M	$116M	4	2	1	n/a	n/a
2016	Mar 28, 2017	$95.1M	$95.1M	3	1	n/a	n/a	n/a
2015	Mar 30, 2016	$95.1M	$95.1M	6	2	n/a	n/a	n/a
2014	Mar 31, 2015	$214M	$214M	5	1	n/a	n/a	n/a
2013	Mar 27, 2014	$220M	$220M	6	1	n/a	n/a	n/a
2012	Mar 28, 2013	$205M	$192M	3	2	n/a	n/a	n/a
2011	Mar 19, 2012	$153M	$145M	n/a	n/a	n/a	n/a	n/a