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M•••••• P•••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

M•••••• P•••••• T••••

Advisor at P••••••••• I••••••••• L••

BOULDER, CO

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Search this name across graphsid dfx:ria:b76e1f74-d47b-e33a-cf66-bc45b57b7e89

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 5, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• I••••••••• L••	Independent wealth	May 12, 2008	n/a	yes	BOULDER, CO	Current employment
S••••••• A•••• M••••••••• I•••	n/a	Mar 18, 2003	Dec 10, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• A•••• M••••••••• I•••	P••••••••• I••••••••• L••	Dec 10, 2008	May 12, 2008	-212	Firm change after gap	Other
L•• F•••••••• L••	S••••••• A•••• M••••••••• I•••	Oct 15, 2003

Relationships

Registered with (3)

→ P••••••••• I••••••••• L••Registered adviserregistration: current employment
May 12, 2008 to presentfactForm ADV
→ S••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 18, 2003 to Dec 10, 2008factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2002 to Oct 15, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b76e1f74-d47b-e33a-cf66-bc45b57b7e89
First observed: Jun 6, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.